WebFeb 22, 2024 · Cboe Options Exchanges Disciplinary Actions Cboe Options BZX Options C2 Options EDGX Options Year 2024 Star No. 20240692497-01, File No. URE-73-01; Susquehanna Securities, LLC March 6, 2024 Letter of Consent; Cboe Rule 8.30 - Position Limits File No. URE-141-01; All Rise Trading LLC February 28, 2024 WebOct 4, 2015 · Mr. Dong agreed to pay a fine of US $10,000 and be suspended from trading CME Group products for six months, while Mr. Shao agreed to pay a fine of $20,000 and be prohibited from trading CME...
Complaints & Actions Washington Medical Commission
WebAug 23, 2015 · In two cases of first impression, CME Group exchanges brought and settled charges against a company for alleged disruptive trading activities by its employee, and against another company and... WebNov 22, 2024 · GFI neither accepted nor denied the allegations. CME Group, which operates one of the United States’ major derivatives exchanges, has ordered GFI … blackwolf apartments lethbridge
Oklahoma Medical Board
WebContact Us. If you have questions for the Enforcement team, contact the Market Regulation Department. +1 312 341 7970. For questions related to CME Globex, contact. CME … CME Group is the world’s leading derivatives marketplace. The company … CME Group’s Market Surveillance team regularly monitors trading to prevent … Read the latest disciplinary actions. Contact Us. If you have questions for the … Web3. Disciplinary Sanctions (Commission regulation 38.710) • The Division reviewed 85 of the 151 closed disciplinary cases (18 for CBOT, 33 for CME, nine for COMEX, 16 for NYMEX, and nine for multiple CME Group Exchanges) and found that, subject to the recommendations below WebMar 24, 2015 · Disciplinary actions such as: suspension, revocation, probation, complaint-citation, etc. Application Status Check: Check the status of applicants and know all deficiencies on file and pending dates, etc. Search Count: real time search count and archive of monthly search counts for billing purposes. Printer friendly formats. blackwolf armory scam